Using state space models to understand trait evolution in fossil lineages

bioRxiv
Published: 
Authors:
Gene Hunt,
Melanie Hopkins,
John Fricks,
Beckett Sterner
Abstract: 

Paleontologists have long used repeated observations from fossil species to document and understand patterns of trait evolution. Here we describe a flexible framework for modeling such data called linear state space models. After summarizing this approach and its properties, we apply it to a classic dataset of trait evolution in species of diatom, a kind of unicellular algae. A set of models were fit to these diatom data using the state space approach, the best supported of which involved a novel model in which the focal trait tracks variations in solar insolation over time. Overall, state space models offer a useful framework for paleontologists to robustly develop, fit, and evaluate models of trait evolution.

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Linear state space models provide a useful framework for investigating phenotypic evolution in fossil lineages in a wide variety of models including Brownian motion, Ornstein-Uhlenbeck processes, and models that incorporate potentially explanatory environmental covariates. A state space framework also provides access to residuals for the predicted and observed values at each time point as well as improved numerical stability. We illustrate the value of the state space approach by re-analyzing a classic dataset of diatom evolution in Yellowstone Lake. We find that number of spines is best explained by adaptation to changing solar insolation as an exogenous environmental covariate.